SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D

[Rule 13d-101]

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 24.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2(a)

 

(Amendment No. 1)*

 

Oncorus, Inc.

(Name of Issuer)

 

Common Stock, par value $0.0001 per share

(Title of Class of Securities)

 

68236R103

(CUSIP Number)

 

David Clark

Elliot Press

Deerfield Management Company, L.P.

345 Park Avenue South, 12th Floor

New York, New York 10010

(212) 551-1600

 

With a copy to:

 

Jonathan D. Weiner, Esq.

Mark D. Wood, Esq.

Katten Muchin Rosenman LLP

50 Rockefeller Plaza

New York, New York 10020

(212) 940-8800

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

December 19, 2022

(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ☐.

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.

 

(Continued on following pages)
(Page 1 of 12 Pages)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

  

  

SCHEDULE 13D

CUSIP No.  68236R103 Page 2 of 12 Pages

 

1

NAME OF REPORTING PERSONS

 

Deerfield Mgmt III, L.P.

 
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) ☐

(b) ☒

 

3

SEC USE ONLY

 

 

 
4

SOURCE OF FUNDS

 

AF

 
5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

 

 

 NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

 

0

 
8

SHARED VOTING POWER

 

1,338,669 (1)

 

9

 

SOLE DISPOSITIVE POWER

 

0

 

10

 

SHARED DISPOSITIVE POWER

 

1,338,669 (1)

 

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,338,669 (1)

 
12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

 

☐ 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

5.15%

 
14

TYPE OF REPORTING PERSON

 

PN

 

 

(1) Comprised of 1,338,669 shares of common stock held by Deerfield Private Design Fund III, L.P.

    

  

SCHEDULE 13D

CUSIP No.  68236R103 Page 3 of 12 Pages

 

1

NAME OF REPORTING PERSONS

 

Deerfield Private Design Fund III, L.P.

 
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) ☐

(b) ☒

 

3

SEC USE ONLY

 

 

 
4

SOURCE OF FUNDS

 

WC

 
5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

 

 

 NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

 

0

 
8

SHARED VOTING POWER

 

1,338,669

 

9

 

SOLE DISPOSITIVE POWER

 

0

 

10

 

SHARED DISPOSITIVE POWER

 

1,338,669

 

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,338,669

 
12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

 

☐ 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

5.15%

 
14

TYPE OF REPORTING PERSON

 

PN

 

 

 

SCHEDULE 13D

CUSIP No.  68236R103 Page 4 of 12 Pages

 

1

NAME OF REPORTING PERSONS

 

Deerfield Mgmt HIF, L.P.

 
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) ☐

(b) ☒

 

3

SEC USE ONLY

 

 

 
4

SOURCE OF FUNDS

 

AF

 
5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

 

 

 NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

 

0

 
8

SHARED VOTING POWER

 

1,338,668 (2)

 

9

 

SOLE DISPOSITIVE POWER

 

0

 

10

 

SHARED DISPOSITIVE POWER

 

1,338,668 (2)

 

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,338,668 (2)

 
12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

 

☐ 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

5.15%

 
14

TYPE OF REPORTING PERSON

 

PN

 

  

(2) Comprised of 1,338,668 shares of common stock held by Deerfield Healthcare Innovations Fund, L.P.

   

 

SCHEDULE 13D

CUSIP No.  68236R103 Page 5 of 12 Pages

 

1

NAME OF REPORTING PERSONS

 

Deerfield Healthcare Innovations Fund, L.P.

 
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) ☐

(b) ☒

 

3

SEC USE ONLY

 

 

 
4

SOURCE OF FUNDS

 

WC

 
5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

 

 

 NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

 

0

 
8

SHARED VOTING POWER

 

1,338,668

 

9

 

SOLE DISPOSITIVE POWER

 

0

 

10

 

SHARED DISPOSITIVE POWER

 

1,338,668

 

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,338,668

 
12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

 

☐ 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

5.15%

 
14

TYPE OF REPORTING PERSON

 

PN

 

  

 

SCHEDULE 13D

CUSIP No.  68236R103 Page 6 of 12 Pages

 

1

NAME OF REPORTING PERSONS

 

Deerfield Mgmt, L.P.

 
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) ☐

(b) ☒

 

3

SEC USE ONLY

 

 

 
4

SOURCE OF FUNDS

 

AF

 
5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

 

 

 NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

 

0

 
8

SHARED VOTING POWER

 

329,596 (3)

 

9

 

SOLE DISPOSITIVE POWER

 

0

 

10

 

SHARED DISPOSITIVE POWER

 

329,596 (3)

 

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

329,596 (3)

 
12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

 

☐ 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

1.27%

 
14

TYPE OF REPORTING PERSON

 

PN

 

 

(3) Comprised of 329,596 shares of common stock held by Deerfield Partners, L.P.

   

  

SCHEDULE 13D

CUSIP No.  68236R103 Page 7 of 12 Pages

 

1

NAME OF REPORTING PERSONS

 

Deerfield Partners, L.P.

 
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) ☐

(b) ☒

 

3

SEC USE ONLY

 

 

 
4

SOURCE OF FUNDS

 

WC

 
5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

 

 

 NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

 

0

 
8

SHARED VOTING POWER

 

329,596

 

9

 

SOLE DISPOSITIVE POWER

 

0

 

10

 

SHARED DISPOSITIVE POWER

 

329,596

 

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

329,596

 
12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

 

☐ 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

1.27%

 
14

TYPE OF REPORTING PERSON

 

PN

 

 

  

SCHEDULE 13D

CUSIP No.  68236R103 Page 8 of 12 Pages

 

1

NAME OF REPORTING PERSONS

 

Deerfield Management Company, L.P.

 
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) ☐

(b) ☒

 

3

SEC USE ONLY

 

 

 
4

SOURCE OF FUNDS

 

AF

 
5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

 

 

 NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

 

0

 
8

SHARED VOTING POWER

 

3,006,933 (4)

 

9

 

SOLE DISPOSITIVE POWER

 

0

 

10

 

SHARED DISPOSITIVE POWER

 

3,006,933 (4)

 

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,006,933 (4)

 
12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

 

☐ 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

11.58%

 
14

TYPE OF REPORTING PERSON

 

PN

 

 

(4) Comprised of an aggregate of 3,006,933 shares of common stock held by Deerfield Partners, L.P., Deerfield Healthcare Innovations Fund, L.P. and Deerfield Private Design Fund III, L.P.

      

 

 

   

SCHEDULE 13D

CUSIP No.  68236R103 Page 9 of 12 Pages

 

1

NAME OF REPORTING PERSONS

 

James E. Flynn

 
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) ☐

(b) ☒

 

3

SEC USE ONLY

 

 

 
4

SOURCE OF FUNDS

 

AF

 
5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

 

 

 

 NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

 

0

 
8

SHARED VOTING POWER

 

3,006,933 (6)

 

9

 

SOLE DISPOSITIVE POWER

 

0

 

10

 

SHARED DISPOSITIVE POWER

 

3,006,933 (6)

 

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,006,933 (6)

 
12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

 

☐ 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

11.58%

 
14

TYPE OF REPORTING PERSON*

 

IN

 

  

(6) Comprised of an aggregate of 3,006,933 shares of common stock held by Deerfield Partners, L.P., Deerfield Healthcare Innovations Fund, L.P. and Deerfield Private Design Fund III, L.P.

    

 

CUSIP No.  68236R103 10 of 12 Pages

 

This Amendment No. 1 (this “Amendment”) to the Schedule 13D filed on October 6, 2020 (the “Original Schedule 13D”) by (i) Deerfield Mgmt III, L.P. (“Deerfield Mgmt III”), (ii) Deerfield Private Design Fund III, L.P. (“Deerfield Private Design Fund III”), (iii) Deerfield Mgmt, L.P. (“Deerfield Mgmt”), (iv) Deerfield Partners, L.P. (“Deerfield Partners”), (v) Deerfield Mgmt HIF, L.P. (“Deerfield Mgmt HIF”), (vi) Deerfield Healthcare Innovations Fund, L.P (“Deerfield Healthcare Innovations Fund”), (vii) Deerfield Management Company, L.P. (“Deerfield Management”) and (viii) James E. Flynn, a natural person (“Flynn” and collectively with Deerfield Mgmt III, Deerfield Private Design Fund III, Deerfield Mgmt, Deerfield Partners, Deerfield Mgmt HIF, Deerfield Healthcare Innovations Fund and Deerfield Management, the “Reporting Persons”), with respect to the common stock of Oncorus, Inc. Deerfield Private Design Fund III, Deerfield Healthcare Innovations Fund and Deerfield Partners are collectively referred to herein as the “Funds”.

 

  Item 2. Identity and Background.
     
   

Item 2(b) of the Schedule 13D is hereby amended and restated in its entirety as follows:

 

  (b) The address of the principal business and/or principal office of each Reporting Person is 345 Park Avenue South, 12th Floor, New York, New York, 10010.
     

 

  Item 5. Interest in Securities of the Issuer.
     
                Items 5(a), (b) and (c) of the Schedule 13D are hereby amended and restated in their entirety as follows:

 

(a)      
       
  (1) Deerfield Mgmt III
       
    Number of shares: 1,338,669  (comprised of shares held by Deerfield Private Design Fund III)
    Percentage of shares: 5.15%
       
  (2) Deerfield Private Design Fund III
       
    Number of shares: 1,338,669
    Percentage of shares: 5.15%
       
  (3) Deerfield Mgmt
       
    Number of shares: 329,596 (comprised of shares held by Deerfield Partners)
    Percentage of shares: 1.27%
       
  (4) Deerfield Partners
     
    Number of shares: 329,596
    Percentage of shares: 1.27%
       
  (5) Deerfield Mgmt HIF
       
    Number of shares: 1,338,668 (comprised of shares held by Deerfield Healthcare Innovations Fund)
    Percentage of shares: 5.15%
       
  (6) Deerfield Healthcare Innovations Fund
       
    Number of shares: 1,338,668
    Percentage of shares: 5.15%
       
  (7) Deerfield Management
     
    Number of shares: 3,006,933 (comprised of shares held by Deerfield Private Design Fund III, Deerfield Healthcare Innovations Fund and Deerfield Partners)
    Percentage of shares: 11.58%
       
  (8) Flynn
       
    Number of shares: 3,006,933 (comprised of shares held by Deerfield Private Design Fund III, Deerfield Healthcare Innovations Fund and Deerfield Partners)
    Percentage of shares: 11.58%

 

 

 

CUSIP No.  68236R103 11 of 12 Pages

 

(b)      
       
  (1) Deerfield Mgmt III
       
    Sole power to vote or direct the vote: 0
    Shared power to vote or direct the vote: 1,338,669
    Sole power to dispose or to direct the disposition: 0
    Shared power to dispose or direct the disposition: 1,338,669
       
  (2) Deerfield Private Design Fund III
       
    Sole power to vote or direct the vote: 0
    Shared power to vote or direct the vote: 1,338,669
    Sole power to dispose or to direct the disposition: 0
    Shared power to dispose or direct the disposition: 1,338,669
       
  (3) Deerfield Mgmt HIF
       
    Sole power to vote or direct the vote: 0
    Shared power to vote or direct the vote: 1,338,668
    Sole power to dispose or to direct the disposition: 0
    Shared power to dispose or direct the disposition: 1,338,668
       
  (4) Deerfield Healthcare Innovations Fund
    Sole power to vote or direct the vote: 0
    Shared power to vote or direct the vote: 1,338,668
    Sole power to dispose or to direct the disposition: 0
    Shared power to dispose or direct the disposition: 1,338,668
       
  (5) Deerfield Mgmt
       
    Sole power to vote or direct the vote: 0
    Shared power to vote or direct the vote: 329,596
    Sole power to dispose or to direct the disposition: 0
    Shared power to dispose or direct the disposition: 329,596
       
  (6) Deerfield Partners
       
    Sole power to vote or direct the vote: 0
    Shared power to vote or direct the vote: 329,596
    Sole power to dispose or to direct the disposition: 0
    Shared power to dispose or direct the disposition: 329,596
       
  (7) Deerfield Management
       
    Sole power to vote or direct the vote: 0
    Shared power to vote or direct the vote: 3,006,933
    Sole power to dispose or to direct the disposition: 0
    Shared power to dispose or direct the disposition: 3,006,933
       
  (8) Flynn
       
    Sole power to vote or direct the vote: 0
    Shared power to vote or direct the vote: 3,006,933
    Sole power to dispose or to direct the disposition: 0
    Shared power to dispose or direct the disposition: 3,006,933

  

Flynn is the sole member of the general partner of each of Deerfield Mgmt, Deerfield Mgmt III, Deerfield Mgmt HIF and Deerfield Management. Deerfield Mgmt III is the general partner of Deerfield Private Design Fund III; Deerfield Mgmt HIF is the general partner of Deerfield Healthcare Innovations Fund and Deerfield Mgmt is the general partner of Deerfield Partners. Deerfield Management is the investment manager of the Funds.

 

(c) Transactions in the common stock effected by the Reporting Persons in the last sixty (60) days are set forth on Schedule A to this Amendment. All transactions reflected in Schedule A to this Amendment were effected in open market transactions on the Nasdaq Global Market in the ordinary course of the applicable Reporting Person’s business.

 

Item 7. Material to be Filed as Exhibits.
   
Exhibit 99.2 Power of Attorney (incorporated by reference to Exhibit 24 to a Form 4 with regard to DA32 Life Science Tech Acquisition Corp. filed with the Securities and Exchange Commission on August 3, 2021 by Deerfield Partners, L.P., Deerfield Mgmt, L.P., Deerfield Management Company, L.P. and James E. Flynn).

 

 

 

 

CUSIP No.  68236R103 12 of 12 Pages

  

SIGNATURE

 

After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

 


Dated: December 21, 2022

 

  DEERFIELD MGMT III, L.P.
  By: J.E. Flynn Capital III, LLC, General Partner
     
  By: /s/ Jonathan Isler
  Name: Jonathan Isler
  Title: Attorney-in-Fact
     
     
  DEERFIELD PRIVATE DESIGN FUND III, L.P.
  By: Deerfield Mgmt III, L.P., General Partner
  By: J.E. Flynn Capital III, LLC, General Partner
     
  By: /s/ Jonathan Isler
  Name: Jonathan Isler
  Title: Attorney-in-Fact
     
     
  DEERFIELD MGMT HIF, L.P.
  By: J.E. Flynn Capital HIF, LLC, General Partner
     
  By: /s/ Jonathan Isler
    Jonathan Isler, Attorney-In-Fact
     
     
  DEERFIELD HEALTHCARE INNOVATIONS FUND, L.P.
  By: Deerfield Mgmt HIF, L.P., General Partner
  By: J.E. Flynn Capital HIF, LLC, General Partner
     
  By: /s/ Jonathan Isler
    Jonathan Isler, Attorney-In-Fact
     
     
  DEERFIELD PARTNERS, L.P.
  By: Deerfield Mgmt, L.P., General Partner
  By: J.E. Flynn Capital, LLC, General Partner
     
  By: /s/ Jonathan Isler
  Name: Jonathan Isler
  Title: Attorney-in-Fact
     
     
  DEERFIELD MGMT, L.P.
  By: J.E. Flynn Capital, LLC, General Partner
     
  By: /s/ Jonathan Isler
  Name: Jonathan Isler
  Title: Attorney-in-Fact
     
     
  DEERFIELD MANAGEMENT COMPANY, L.P.
  By: Flynn Management LLC, General Partner
     
  By: /s/ Jonathan Isler
  Name: Jonathan Isler
  Title: Attorney-in-Fact
     
     
  JAMES E. FLYNN
     
  /s/ Jonathan Isler
  Jonathan Isler, Attorney-in-Fact

 

 

 

 

Schedule A

 

Reporting Person Date Number of Shares Sold Price per Share ($)*

Price

Range ($)**

Deerfield Private Design Fund III, L.P. 12/13/2022 933 $0.41 $0.40 - $0.42
Deerfield Healthcare Innovations Fund, L.P. 12/13/2022 934 $0.41 $0.40 - $0.42
Deerfield Partners, L.P. 12/13/2022 230 $0.41 $0.40 - $0.42
Deerfield Private Design Fund III, L.P. 12/14/2022 3829 $0.38 $0.37 - $0.38
Deerfield Healthcare Innovations Fund, L.P. 12/14/2022 3828 $0.38 $0.37 - $0.38
Deerfield Partners, L.P. 12/14/2022 943 $0.38 $0.37 - $0.38
Deerfield Private Design Fund III, L.P. 12/15/2022 1,375 $0.39 $0.39 - $0.41
Deerfield Healthcare Innovations Fund, L.P. 12/15/2022 1,375 $0.39 $0.39 - $0.41
Deerfield Partners, L.P. 12/15/2022 339 $0.39 $0.39 - $0.41
Deerfield Private Design Fund III, L.P. 12/19/2022 44,394 $0.29 $0.28 - $0.30
Deerfield Healthcare Innovations Fund, L.P. 12/19/2022 44,394 $0.29 $0.28 - $0.30
Deerfield Partners, L.P. 12/19/2022 10,930 $0.29 $0.28 - $0.30
Deerfield Private Design Fund III, L.P. 12/20/2022 6,562 $0.31 $0.30 - $0.32
Deerfield Healthcare Innovations Fund, L.P. 12/20/2022 6,562 $0.31 $0.30 - $0.32
Deerfield Partners, L.P. 12/20/2022 1,616 $0.31 $0.30 - $0.32
Deerfield Private Design Fund III, L.P. 12/21/2022 6,143 $0.30 $0.29 - $0.30
Deerfield Healthcare Innovations Fund, L.P. 12/21/2022 6,144 $0.30 $0.29 - $0.30
Deerfield Partners, L.P. 12/21/2022 1,513 $0.30 $0.29 - $0.30

 

* Price per share reported is a weighted average price. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the “Price Range” column of this Schedule A.

 

** The shares were sold in multiple transactions at prices within the price range indicated (unless otherwise indicated).

 

 

 

 

Exhibit Index

 

Exhibit  
Number Description
   
   
Exhibit 99.2 Power of Attorney previously filed as Exhibit 24 to a Form 4 with regard to DA32 Life Science Tech Acquisition Corp. filed with the Securities and Exchange Commission on August 3, 2021 by Deerfield Partners, L.P., Deerfield Mgmt, L.P., Deerfield Management Company, L.P. and James E. Flynn.